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Item 1 Cover PageFORM ADV PART 2BBROCHURE SUPPLEMENTJune 2, 2021Edge Capital Group, LLC3333 Riverwood ParkwaySuite #350Atlanta, Georgia 30339Main Office: (404) 890–7707 www.edgecappartners.comThis brochure supplement provides information about the qualifications and business practices of Edge CapitalGroup’s supervised persons with the most significant responsibility for the day-to-day discretionary advice. If youhave any questions about the contents of this brochure, please contact us at (404) 890–7707 [email protected] The title “Registered Investment Adviser” is not meant to imply a certain levelof skill or training and the information in this brochure has not been approved or verified by the United StatesSecurities and Exchange Commission or by any state securities authority.Additional information about Edge Capital Group also is available on the SEC’s website at www.adviserinfo.sec.gov.

Table of ContentsTable of Contents . 2Ava Arjmand – Vice President . 3Ansel Davis, JD – Managing Director. 4Lamar (Whit) Davis, III – Partner. 5Edward (Neal) Deaton, CFP – Director . 6William deButts, III, CIMA – Partner . 7William Guthrie – Financial Advisor. 8Julius (Peek) Garlington, III – Partner . 9Stephen Halkos, CFA – Managing Director. 10Anna Katharyn (AK) Hendrix – Partner . 11Henry (Harry) Jones – Managing Partner. 12Brendan Keelan, CFA – Director . 13Elizabeth Mackie, CPA, CFP – Partner . 14Kendrick Mattox, III, CFA – Partner. 15Jacobi Padgett, CIMA – Director . 16James (Jimmy) Patrick, Jr. – Partner . 17Albert (Bert) Rayle, III – Partner . 18Paul Robertson, III – Partner. 19Dennis Sabo, Jr., CFA – Partner. 20William (Will) Skeean, CFA – Partner . 21Certified Financial Planner , CFP Minimum Qualifications . 22Certified Investment Management Analyst , CIMA . 23Minimum Qualifications . 23Certified Public Accountant , CPA Minimum Qualifications . 23Chartered Financial Analyst , CFA Minimum Qualifications . 24Juris Doctor, J.D. Minimum Qualifications . 24Page 2

Ava Arjmand – Vice PresidentBorn: 1984Location: Atlanta, GAPhone: (470) 575-0214Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of Georgia, BBABusiness ExperienceEdge Capital Group, LLC; Portfolio Manager; May 2020 to PresentRockefeller Financial; Vice President of Investments; September 2019 – January 2020Merrill Lynch; Private Wealth Relationship Manager; October 2007 – August 2019Item 3 Disciplinary InformationAva Arjmand has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesAva Arjmand is not engaged in any other investment–related activities. She does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesAva Arjmand is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of her time.Item 5 Additional CompensationAva Arjmand receives no economic benefit outside the normal scope and employeecompensation for specific duties as a portfolio manager for Edge Capital Group.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Ava Arjmand’s advisory activities. Harry can be reached at (404) 890-7707.Page 3

Ansel Davis, JD – Managing DirectorBorn: 1950Address: 3810 Bedford Avenue, Suite 200, Nashville, TN 37215Phone: (615) 645-7736Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of Kentucky, BAUniversity of Kentucky, JDBusiness ExperienceEdge Capital Group, LLC; Senior Financial Advisor; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Senior Financial Advisor; February 2018 to July 2018Ansel L. Davis PLLC; Founder and Managing Member; August 2001 to January 2018Item 3 Disciplinary InformationAnsel Davis has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesAnsel Davis is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesAnsel Davis is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationAnsel Davis receives no economic benefit outside the normal scope and employee compensationfor specific duties as an investment adviser representative for Edge Capital Group.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Ansel Davis’s advisory activities. Harry can be reached at (404) 890-7707.Page 4

Lamar (Whit) Davis, III – PartnerBorn: 1975Location: Atlanta, GAPhone: (404) 890-7709Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of the South, BAEmory University, MBABusiness ExperienceEdge Capital Group, LLC; Portfolio Manager; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Portfolio Manager; July 2007 to July 2018Credit Suisse First Boston LLC; Relationship Manager; July 2006 to June 2007Credit Suisse First Boston LLC; Sales Associate; January 2003 to June 2006Item 3 Disciplinary InformationWhit Davis has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesOther than acting as an Associated Person of Edge’s Commodity Pool Operator registered wththe CFTC, Whit Davis is not engaged in any other investment–related activities. He does notreceive commissions, bonuses or other compensation on the sale of securities or otherinvestment products.Non–Investment–Related ActivitiesWhit Davis is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationWhit Davis receives no economic benefit outside the normal scope and employee compensationfor specific duties as an investment adviser representative for Edge Capital Group. Whit maydirectly or indirectly receive earn-out or other compensation from Focus Financial Partners, LLC,the indirect parent company of Edge.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Whit Davis’s advisory activities. Harry can be reached at (404) 890-7707.Page 5

Edward (Neal) Deaton, CFP – DirectorBorn: 1974Address: 200 South College Street, Suite 1520, Charlotte, NC 28202Phone: (704) 973-0551Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of North Carolina at Chapel Hill, BAThe College of William & Mary, MBABusiness ExperienceEdge Capital Group, LLC; Portfolio Manager; October 2018 to PresentCarolina Capital Consulting, Inc.; Associate Advisor; October 2017 to April 2018Rinehart Wealth Management; Associate Wealth Advisor; April 2014 to February 2016Item 3 Disciplinary InformationNeal Deaton has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesNeal Deaton is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesNeal Deaton is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationNeal Deaton receives no economic benefit outside the normal scope and employee compensationfor specific duties as an investment adviser representative for Edge Capital Group.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Neal Deaton’s advisory activities. Harry can be reached at (404) 890-7707.Page 6

William deButts, III, CIMA – PartnerBorn: 1969Location: Atlanta, GAPhone: (404) 865-3305Email: [email protected] 2 Education Background and Business ExperienceEducationHampden-Sydney College, BAVanderbilt University, MBABusiness ExperienceEdge Capital Group, LLC; Senior Financial Advisor; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Senior Financial Advisor; 2014 to July 2018Glenmore Advisors, LLC; Member, CEO, and CCO; February 2010 to October 2014Item 3 Disciplinary InformationWilliam deButts has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesWilliam deButts is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesWilliam deButts is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationWilliam deButts receives no economic benefit outside the normal scope and employeecompensation for specific duties as an investment adviser representative for Edge Capital Group.William may directly or indirectly receive earn-out or other compensation from Focus FinancialPartners, LLC, the indirect parent company of Edge.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising William deButts’s advisory activities. Harry can be reached at (404) 890-7707.Page 7

William Guthrie – Financial AdvisorBorn: 1992Location: Dallas, TXPhone: (214) 442-8956Email: [email protected] 2 Education Background and Business ExperienceEducationSouthern Methodist UniveristyBusiness ExperienceEdge Capital Group, LLC; Financial Advisor; May 2017 to Present.Merrill Lynch; Financial Advisor; November 2015 – March 2017Item 3 Disciplinary InformationWilliam Guthrie has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesWilliam Guthrie is not engaged in any other investment–related activities. She does not receivecommissions, bonuses, or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesWilliam Guthrie is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of her time.Item 5 Additional CompensationWilliam deButts receives no economic benefit outside the normal scope and employeecompensation for specific duties as an investment adviser representative for Edge Capital Group.William may directly or indirectly receive earn-out or other compensation from Focus FinancialPartners, LLC, the indirect parent company of Edge.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising William deButts’s advisory activities. Harry can be reached at (404) 890-7707.Page 8

Julius (Peek) Garlington, III – PartnerBorn: 1962Address: 300 West Vine Street, Suite 2200, Lexington, KY 40507Phone: (859) 537-7100Email: [email protected] 2 Education Background and Business ExperienceEducationGeorgia State University, BABusiness ExperienceEdge Capital Group, LLC; Senior Financial Advisor; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Founding Partner; February 2007 to July 2018Credit Suisse Securities (USA) LLC; Director; April 2004 to December 2006Item 3 Disciplinary InformationPeek Garlington has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesPeek Garlington is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesPeek Garlington is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationPeek Garlington receives no economic benefit outside the normal scope and employeecompensation for specific duties as an investment adviser representative for Edge Capital Group.Peek may directly or indirectly receive earn-out or other compensation from Focus FinancialPartners, LLC, the indirect parent company of Edge.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Peek Garlington’s advisory activities. Harry can be reached at (404) 890-7707.Page 9

Stephen Halkos, CFA – Managing DirectorBorn: 1976Location: Atlanta, GAPhone: (404) 865-3309Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of North Texas, BAGeorgia State University, MBABusiness ExperienceEdge Capital Group, LLC; Portfolio Manager; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Portfolio Manager; October 2014 to July 2018Glenmore Advisors; Director of Research; August 2011 to September 2014Glenmore Advisors; Senior Analyst; May 2010 to July 2011Item 3 Disciplinary InformationStephen Halkos has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesStephen Halkos is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesStephen Halkos is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationStephen Halkos receives no economic benefit outside the normal scope and employeecompensation for specific duties as an investment adviser representative for Edge Capital Group.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Stephen Halkos’s advisory activities. Harry can be reached at (404) 890-7707.Page 10

Anna Katharyn (AK) Hendrix, CFP – PartnerBorn: 1971Location: Atlanta, GAPhone: (404) 890-7705Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of North Carolina at Chapel Hill, BSBAGeorgia State University MS, Personal Financial PlanningBusiness ExperienceEdge Capital Group, LLC; Client Specialist Team Lead; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Client Specialist Team Lead; January 2010 to July 2018Family Wealth Services; Family Office Administrator; August 2007 to March 2010Item 3 Disciplinary InformationAK Hendrix has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesAK Hendrix is not engaged in any other investment–related activities. She does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesAK Hendrix is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of her time.Item 5 Additional CompensationAK Hendrix receives no economic benefit outside the normal scope and employee compensationfor specific duties as an investment adviser representative for Edge Capital Group. AK maydirectly or indirectly receive earn-out or other compensation from Focus Financial Partners, LLC,the indirect parent company of Edge.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising AK Hendrix’s advisory activities. Harry can be reached at (404) 890-7707.Page 11

Henry (Harry) Jones – Managing PartnerBorn: 1971Location: Atlanta, GAPhone: (404) 890-7711Email: [email protected] 2 Education Background and Business ExperienceEducationHampden-Sydney College, BAUniversity of North Carolina, MBABusiness ExperienceEdge Capital Group, LLC; Managing Partner; August 2018 to PresentEdge Capital Partners, LLC/Edge Advisors, LLC (Predecessor Firms); Founding Partner;September 2006 to July 2018Credit Suisse First Boston LLC; Director; January 2003 to August 2006Item 3 Disciplinary InformationHarry Jones has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesHarry Jones is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesHarry Jones is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationHarry Jones receives no economic benefit outside the normal scope and employee compensationfor specific duties as an investment adviser representative for Edge Capital Group. Harry maydirectly or indirectly receive earn-out or other compensation from Focus Financial Partners, LLC,the indirect parent company of Edge.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. The Board of Directors of Edge Capital Group LLC isresponsible for supervising Harry Jones’s advisory activities. Will Skeean, Chairman, can bereached at (214) 442-8955.Page 12

Brendan Keelan, CFA – DirectorBorn: 1985Location: Atlanta, GAPhone: (404) 835-3282Email: [email protected] 2 Education Background and Business ExperienceEducationGeorgia Tech, BSBusiness ExperienceEdge Capital Group, LLC; Portfolio Manager; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Portfolio Manager; August 2010 to July 2018Stable River Capital; Portfolio Accountant; February 2008 to August 2010Item 3 Disciplinary InformationBrendan Keelan has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesBrendan Keelan is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesBrendan Keelan is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationBrendan Keelan receives no economic benefit outside the normal scope and employeecompensation for specific duties as an investment adviser representative for Edge Capital Group.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Brendan Keelan’s advisory activities. Harry can be reached at (404) 890-7707.Page 13

Elizabeth Mackie, CPA, CFP – PartnerBorn: 1981Address: 1700 South MacDill Avenue, Suite 220, Tampa, FL 33629Phone: (404) 890-7716Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of Florida, BS and MSBusiness ExperienceEdge Capital Group, LLC; Senior Financial Advisor and Porfolio Manager; August 2018 toPresentEdge Advisors, LLC (Predecessor Firm); Senior Financial Advisor and Porfolio Manager;October 2007 to July 2018Ernst & Young LLP; Senior Accountant; August 2005 to October 2007Item 3 Disciplinary InformationElizabeth Mackie has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesElizabeth Mackie is not engaged in any other investment–related activities. She does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesElizabeth Mackie is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of her time.Item 5 Additional CompensationElizabeth Mackie receives no economic benefit outside the normal scope and employeecompensation for specific duties as an investment adviser representative for Edge Capital Group.Liz may directly or indirectly receive earn-out or other compensation from Focus FinancialPartners, LLC, the indirect parent company of Edge.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Elizabeth Mackie’s advisory activities. Harry can be reached at (404) 890-7707.Page 14

Kendrick Mattox, III, CFA – PartnerBorn: 1970Address: 200 South College Street, Suite 1520, Charlotte, NC 28202Phone: (704) 973-0550Email: [email protected] 2 Education Background and Business ExperienceEducationHampden-Sydney College, BAGeorgia State University, MBABusiness ExperienceHampden-Sydney College; Senior Financial Advisor; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Senior Financial Advisor; August 2011 to July 2018Carolinas Investment Consulting; Consultant and Partner; May 2001 to August 2011Item 3 Disciplinary InformationKendrick Mattox has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesMr. Mattox is a passive investor in Wealthramp, Inc. which is a financial referral service. EdgeCapital Partners has a referral agreement with Wealthramp, Inc. to provide referralservices. Referrals from Wealthramp are matched algorithmically to advisors solely based ontheir responses to a Wealthramp survey. Kendrick acts as an Associated Person of Edge’sCommodity Pool Operator registered wth the CFTC, Kendrick Mattox is not engaged in any otherinvestment–related activities. He does not receive commissions, bonuses or other compensationon the sale of securities or other investment products.Non–Investment–Related ActivitiesKendrick Mattox is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationMr. Mattox’ underlying investment in Wealthramp, Inc. may cause him to receive economic benefitor gain similar to traditional investing. Other than the Wealthramp investment, Kendrick Mattoxreceives no economic benefit outside the normal scope and employee compensation for specificduties as an investment adviser representative for Edge Capital Group. Kendrick may directly orindirectly receive earn-out or other compensation from Focus Financial Partners, LLC, the indirectparent company of Edge.Page 15

Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Kendrick Mattox’s advisory activities. Harry can be reached at (404) 890-7707.Page 16

Jacobi Padgett, CIMA – DirectorBorn: 1988Location: 300 Crescent Court, Suite 1170, Dallas, TX 75201Phone: (404) 890-7706Email: [email protected] 2 Education Background and Business ExperienceEducationKennesaw State University, BBABusiness ExperienceEdge Capital Group, LLC; Portfolio Manager; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Portfolio Manager; August 2009 to July 2018Item 3 Disciplinary InformationJacobi Padgett has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesJacobi Padgett is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–Investment–Related ActivitiesJacobi Padgett is not engaged in any other business or occupation that provides substantialcompensation or involves a substantial amount of his time.Item 5 Additional CompensationJacobi Padgett receives no economic benefit outside the normal scope and employeecompensation for specific duties as an investment adviser representative for Edge Capital Group.Item 6 SupervisionEdge Capital Group’s partners and employees are required to adhere to our Firm’s Code of Ethicsand written compliance policies and procedures. Additionally, internal controls assist in thesupervision of all functions within the Firm. As Managing Partner, Harry Jones is responsible forsupervising Jacobi Padgett’s advisory activities. Harry can be reached at (404) 890-7707.Page 17

James (Jimmy) Patrick, Jr. – PartnerBorn: 1965Address: 101 N Columbia Street, Suite 200, Chapel Hill, NC 27514Phone: (919) 590-4274Email: [email protected] 2 Education Background and Business ExperienceEducationUniversity of North Carolina, BSUniversity of North Carolina, MBABusiness ExperienceEdge Capital Group, LLC; Senior Financial Advisor; August 2018 to PresentEdge Advisors, LLC (Predecessor Firm); Senior Financial Advisor; August 2014 to July 2018Sapere Wealth Management; Director of Marketing; July 2013 to July 2014Item 3 Disciplinary InformationJimmy Patrick has no reportable disciplinary history.Item 4 Other Business ActivitiesInvestment–Related ActivitiesJimmy Patrick is not engaged in any other investment–related activities. He does not receivecommissions, bonuses or other compensation on the sale of securities or other investmentproducts.Non–In

Rinehart Wealth Management; Associate Wealth Advisor; April 2014 to February 2016 Item 3 Disciplinary Information Neal Deaton has no reportable disciplinary history. Item 4 Other Business Activities Investment–Related Activities Neal Deaton is not engaged in any